FINRA recently issued a reminder to broker-dealers to consider regulatory obligations when using artificial intelligence. In our latest client alert, partners Peter Hong and Larry Stadulis and senior counsel Frederic Krieger discuss FINRA’s notice and how firms should proceed when utilizing AI tools for business usage: https://bit.ly/3W7h6hu
About us
For almost a century, we have built our firm around long-term client relationships, value and service. We want for you what we would want for ourselves if we were hiring counsel: talented lawyers, smart staffing, well-informed business advice, reasonable pricing, effective communication and the thoughtful use of technology to help manage costs. We take the long view, and strive to develop each client relationship into a collaborative partnership to enable us to help you achieve your business objectives, both today and in the future. Our lawyers provide a breadth and depth of expertise that can support a wide range of your business needs. Whether you are an investment company seeking help responding to the ever-changing regulations, a financial institution recently contacted by the SEC or FINRA, a public or private company interested in growth through acquisitions, or an organization concerned about protecting its intellectual property or contract rights, Stradley Ronon lawyers bring both legal ability and business acumen to bear in addressing the challenges you face. Our size – 200 lawyers – is a distinct advantage. Clients receive concierge service because every client is important in a firm our size. No one gets lost in the shuffle. Our decision-making is nimble; we can tailor fee arrangements, staffing and technology to your needs quickly and efficiently. We punch above our weight; our lawyer talent is prodigious. But our firm is about more than our legal achievements. We have a long-standing tradition of serving not only our clients but the communities in which we work and live … a tradition for Doing More … In The Community and For Our Clients.
- Website
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http://www.stradley.com
External link for Stradley Ronon
- Industry
- Law Practice
- Company size
- 201-500 employees
- Headquarters
- Philadelphia, PA
- Type
- Partnership
- Founded
- 1926
Locations
Employees at Stradley Ronon
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Patrick Arkins
Leveraging Technology and Innovation to Increase ROI
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Michael O'Mara
Managing Partner at Stradley Ronon | Seasoned, Result-Oriented Trial Attorney Specializing in Complex Disputes
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Steven D. Feldman
Criminal Defense & Investigations | Guiding Business Executives in Critical Government Inquiries and Crises | Securities Enforcement | former Federal…
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Michael Engle
Updates
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Join us in welcoming associate Charles Jeanfreau to Stradley Ronon’s New York office! Charles represents loan servicers and investors in a broad array of matters, including bankruptcy litigation and litigation involving the Fair Debt Collection Practices Act (FDCPA) and Real Estate Settlement Procedures Act (RESPA). https://bit.ly/3zGFdvT
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We were honored to join the Investment Company Institute and Thrivent in Minneapolis to celebrate 100 years of the mutual fund. Thank you to our Stradley Ronon presenters, Sara Crovitz and Prufesh Modhera, and to all those across the asset management industry who attended to discuss timely regulatory issues facing practitioners. #MutualFund100 https://bit.ly/3zGFdvT
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The Los Angeles Business Journal describes those named to their Leaders of Influence: Litigators & Trial Attorneys 2024 list as “the very best litigators and trial attorneys in the region… these are the trusted advisors you want in your corner in court.” We can think of no one more fitting of this description than Esther Cho, partner-in-charge of Stradley Ronon’s Southern California office. Congratulations, Esther, on your selection as a Leader of Influence! #StradleyProud https://bit.ly/3W7FdN9
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Today, we are pleased to welcome two partners to our growing investment management practice in Washington, D.C. — Mark Attar and Jesse Kanach. The addition of Mark and Jesse bolsters the firm’s capabilities in the broker-dealer and private investment funds spaces. Learn more about our new partners: https://bit.ly/4d4w7rn #StradleyProud
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Missed any of the latest Business Vantage Point blog posts? Click through to catch up. Authors: Kenneth Wang, David Winkowski, Andrew J. Barron, Lori Smith, Evan Poulgrain and Kate Pfingsten Read more: https://bit.ly/44Q0Zci.
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Stradley Ronon, the Investment Company Institute and the Philadelphia Fund Alliance commemorated the 100th anniversary of the mutual fund with a panel discussion and networking reception. At the inception of the mutual fund industry, Stradley Ronon was directly involved in the creation of one of the first mutual funds in the United States. Matthew DiClemente, co-chair of Stradley Ronon’s investment management practice; ICI President and CEO Eric Pan; and John Alshefski, senior vice president and managing director of SEI’s Investment Manager Services division, discussed the political and regulatory pressures currently facing the asset management industry. #MutualFund100 https://bit.ly/3Wj4kxz
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Partner Shawn A. Hendricks has been recognized as a Rising Star at With Intelligence’s 2024 Mutual Fund & ETF Awards. The Rising Star awards honor up-and-comers who have made significant strides early in their careers and shown significant potential in their firms and the broader mutual fund industry. Congratulations, Shawn! #StradleyProud https://bit.ly/3VQq0Qo
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Partner and Chief Diversity Officer Brian Seaman helped to orchestrate the Leadership Council on Legal Diversity (LCLD)’s 2024 Alumni Leadership Symposium, which recently took place in Boston. The event gathered hundreds of lawyers from across the United States for educational sessions and career development opportunities. Brian is vice chair of LCLD’s Leadership Symposium Committee, a part of the LCLD Alumni Executive Council, and will chair next year’s Symposium. #StradleyProud
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The U.S. Court of Appeals for the Fifth Circuit has vacated and remanded the “rescission of notice-and-awareness conditions” of the proxy voting advice rule. Partner Sara Crovitz, co-chair of the firm’s investment management practice, discusses the decision and the SEC’s options going forward in our latest client alert: https://bit.ly/4cp7OEp