Senior Information Technology Audit Manager

Institution: Bank ($12BN+ AUM)

Roles: IT Audit Senior Manager

Reporting to: Chief Audit Executive

Location: Los Angeles, CA

Salary: $145,000 - $205,000 (+bonus)

Roles:

Reporting to the CAE, the IT Senior Audit Manager will have full ownership, accountability, and responsibility of the IT audit framework, audit plan and risk assessment for the Information Technology (IT) functions and ensure the third party firm provides sufficient expertise, resources and quality standards to make sure that IT audit achieves compliance with various regulatory guidance. This person will assist the Chief Auditor Executive by providing direct oversight of the IT audit co-source engagement activities performed by a third party firm where needed.

Responsibilities:

• Maintain internal audit policies and procedures.
• Manage the IT audit co-source partnership with Chief Auditor Executive, prepare and approve IT audit plans.
• Review and maintain quarterly risk assessment updates and provide annual plan updates, including scope changes.
• Maintain 2-3 years of forward-looking plans for IT areas.
• Validate remediated issues in accordance with the Standards.
• Maintain centralized inventory “issue log” from audit/continuous monitoring, including management responses/action plan and assigned due dates.
• Determine final decision maker for any issue(s)/risk rating disagreements with business unit.
• Monitor any outstanding issues and business unit remediation status.
• Communicate scheduled audits to business unit(s) and initial request list and coordinate system access needs for third party firm.
• Schedule walkthrough meetings and status updates with business unit(s).
• Assist external auditors and regulators in the execution of their audits/examinations and ensure overall quality, consistency, risk management and adherence to the Internal Audit Charter and Standards; identifying opportunities for audit process improvements.
• Manage special projects at the request of the Chief Auditor Executive.

Requirements:

• Bachelors Degree, in Accounting, Business Administration, Finance, or Economics.
• 10+ years’ worth of experience supporting an Audit program at a banking institution (or with an Advisory / Consultancy).
• CPA / CIA / CISA certifications needed.
• In-depth knowledge of security and control frameworks such as NIST Cyber Security Framework: ISO 17799/27001, CobIT, FFIEC, and ITIL.
• Thorough knowledge of US GAAP, internal auditing standards, COSO and bank regulatory standards.
• Be knowledgeable with Information Technology functions such as information security and Cybersecurity, IT System/Applications, Infrastructure & IT Operations, ITGC, Business Continuity/Disaster Recovery.
• Ability to work onsite every day.

If you are interested in this opportunity, please send an updated resume to matt@wayoh.co