Regulation
Collection
The world is changing fast. Our Regulatory collection brings global perspectices from our risk and compliance experts to help you navigate risks in an agile manner, enhance your risk management and compliance capabilities and promote success and innovation in your organization.
Featured Insights
US Supreme Court reshapes the regulatory landscape
Over the course of a few days before the end of its summer session, the U.S. Supreme Court issued three decisions that reshaped the regulatory...
SIFMA’s Quantum Dawn VII After-Action Report
The latest iteration of SIFMA’s biannual cybersecurity exercise focused on the outage of a critical third-party service provider. The simulation and...
An Open Letter to CEOs and Board Members: In Support of the Compliance Function
We’ve all heard it said: “Tone at the top” is critical to the success of a compliance function, and financial institution regulators expect CEOs and...
Time to Act: SEC Issues Final Climate-Related Disclosure Rules
On March 6, 2024, the U.S. Securities and Exchange Commission (SEC) approved its long-awaited — and, for many, controversial — new rule, The...
Compliance Transformation
Risky Women Podcast | Risk Management With Purpose
In this episode of Protiviti's Risky Women podcast series, Ghislaine Entwisle, Managing Director of the Australia Technology Consulting and Business...
Risky Women Podcast | Top Compliance Priorities 2024
In this episode of Risky Women Radio, host Kimberley Cole, CEO of the Risky Women organization kicks off Series 7 by discussing the predictions for...
Risky Women Podcast | Complexity of the Compliance Landscape
Jenny Wong, a managing director at Protiviti, engages in a conversation with Debra Au, a managing director and head of legal, compliance and...
Risky Women Podcast | Strategic Risk
Kimberly Dickerson, Executive Vice President - Global Head of Operations and Technology at Protiviti, speaks with Star McDade, Senior Vice President,...
Financial Crime
Crypto and the Travel Rule: What’s Going On?
Navigate crypto Travel Rule compliance: understanding its impact, the need for flexible solutions, and areas of focus for implementation.
Sanctions Risk Assessment: A Key Risk Management Tool
Faced with the growing complexity of the geopolitical landscape, governments have been using financial sanctions increasingly as foreign policy tools...
Sanctions: Not Just a Financial Institution Issue
For banks, sanctions-related enforcement actions and large financial penalties over many years have made clear the cost of non-compliance with...
2024: Global Sanctions Outlook for Financial Institutions
KYC took on added significance in the sanctions world in 2023. No, not Know Your Customer, though that certainly remains important. Know Your Cargo...
